• Research and build a list SEC-registered broker-dealers and their relevant information from FORM ADV.


  • User our Searchable Directory of SEC Registered Broker-Dealer Firms

    Need to Find a Registered Broker-Dealer?:

    Our Data Includes the following:

    • State
    • Assets under management
    • Number of broker-dealer reps

    Download the Data for your CRM, Marketing, and Sales Efforts.



  • About Us


    Located In Austin, Texas

    The Source for Broker-Dealer Information Lists for more than 15 years

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    Launching in Spring 2023